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We create an individualized step-by-step process for each client. Once we’ve identified your goals, we walk you through a plan of appropriate strategies to suit your vision and objectives. We will develop a customized financial program to help you feel confident in your financial decisions.
My name is Stephen Kaufman. I am the founder and President of Quality Financial Concepts, LLC, an independent wealth management firm that I established in 2005. Prior to opening up my own firm, I spent twelve years as Executive Vice President - Investments with UBS PaineWebber, joining my father in his practice in 1993. As an experienced Sr. Investment Advisor Representative, I understand the nature and value of the advisor-client relationship. I work closely with my clients ensuring their best interests are put first, and that their investment portfolios match their risk tolerance and needs. I am completely dedicated to serving the long term interests of all clients with honesty and integrity.
As an Investment Manager, I seek first to understand your unique situation. I will always do my very best to educate you along our journey together. I enjoy the opportunity to work closely with individual investors, educating them while creating and implementing strategies that work toward specific goals that we set together. Whether it's planning for retirement, saving for college or just trying to protect the financial future of the ones that we care the most for, I take the time to identify each goal and develop the strategy to address it. I also coordinate and work in tandem with other professionals which may include your tax advisor, estate planning attorney and insurance specialists as needed.
I reside in Old Bridge NJ with my wife and best friend, Andrea. Together, we have three wonderful daughters. Each grown and out on their own, we couldn’t be more proud of the women they have become. When I am not in the office, I enjoy golf, sailing, watching my sports teams or having a nice back yard BBQ with friends and family.
For the past thirty years, I have worked with individuals helping them develop long term investment strategies to address their financial needs and goals. Whether your needs are income or growth, together we can create a diversified portfolio for you by implementing and monitoring various investment strategies based upon your risk tolerance and time horizon.
Through the use of conservative growth strategies that focus on managing risk, while seeking reasonable growth, we will develop a well balanced portfolio that should consist of investments such as blue chip stocks, preferred stocks, taxable and tax free bonds, exchange traded funds (ETF's), mutual funds, and Unit Investment Trusts (UIT's).
We execute a sound financial program by utilizing the following products and services:
As a professional, I am guided by a Code of Ethics that is beneficial to both my clients and my entire organization. I am mindful that complete observance and compliance with my Code of Ethics serves to promote the highest quality standards.
Therefore, I pledge to:
Always place the best interest of the client above my own direct or indirect interest.
Maintain the highest standard of professional competence and give the best possible advice to clients by seeking to maintain and improve our professional knowledge, skills, and competence.
Hold in the strictest confidence, and consider as privileged, all business and personal information pertaining to our clients’ affairs.
Make full and adequate disclosure of all facts necessary to enable our clients to make informed decisions.
Maintain personal conduct which will reflect favorably on the organization.
Abide by and conform to all provisions of the laws and regulations in the jurisdictions in which we do business.
We believe Impact Investing is not a fad – it’s the future. The imminent wealth transfer from baby boomers to millennials will change our entire economy making it of the utmost importance to prepare your business for this new demographic. Millennials are passionate about leaving the world better off than when they found it and choose impactful products over products that create no positive benefit.
As independent Financial Advisors, we are affiliated with the Independent Broker Dealer & RIA, Vanderbilt Financial Group, headquartered in Woodbury, NY. Vanderbilt was established in 1965 and is known as the Sustainable Broker Dealer due to their dedication to supporting sustainable investing as well as their dedication to the environment as Long Island’s first LEED Platinum office building.
We are supported by Vanderbilt’s full team of dedicated staff who are committed to processing business. This very progressive, innovative and values driven firm fosters a strong entrepreneurial spirit and a partnership that allows us to better serve our clients. Learn more about Vanderbilt Financial Group here. www.VanderbiltFinancialGroup.com
We’d love to hear from you! Give us a call or email to schedule a meeting.
Phone: (732) 845-5961
Email: skaufman@vanderbiltsecurities.com
Location: 7 Barbour Court, Old Bridge, NJ 08857
